Financial Regulatory Consulting

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Our seasoned Financial Services practice has a multi-disciplinary team at your disposal, consisting of lawyers, tax and accountants specialists from other practices such as capital markets, fund services, banking, investment services, tax, real estate, insurance and corporate, working together to provide the most comprehensive and seamless financial regulatory consulting to our clients. Our lawyers and specialists have gained vast knowledge and invaluable experience in their work with the Malta Financial Services Authority (MFSA), along with a number of funds, credit institutions, investment services companies, insurance companies and financial services institutions. Owing to our long-standing experience in dealing with the local regulator, alongside our financial law knowledge and professional expertise, we are able to provide high-quality Financial Regulatory Consulting.

Financial Regulatory Consulting - The Malta Financial Services Authority (MFSA)

The Malta Financial Services Authority (MFSA) is the only Maltese regulator for all the various financial services, such as investment, insurance businesses and banking, and also houses the Maltese Company Registry. The MFSA’s responsibilities include, but are not limited to, working with important parties on different legislative matters, supervising all licensed financial businesses, monitoring local and international developments, issuing guidance notes and it also plays an important role in training. Malta’s prosperous financial services sector has thrived greatly, primarily thanks to the MFSA’s effective approach to business. The MFSA advocates for high standards of compliance and runs a consumer affairs unit which gives the Maltese licence reputability and credibility. Nevertheless, it aspires to maintain a broadminded approach, providing flexible vehicles which foster a favourable environment and draw more businesses to Malta.

Our Financial Regulatory Consulting Practice

We assist our clients with a vast array of financial services at pre-licensing as well as the set up stage. We help with the preparation of all application documents and manage correspondence with the local regulator. We also assist clients at post-licensing stage and offer advice on various corporate, tax and regulatory matters.

Nowadays, the Financial Services Sector is no longer limited to the traditional retail banks and insurance companies. It is becoming more and more complex, but also more active and flexible, mainly due to the inclusion of  information technology which has also seeped into the Financial Services Sector through the advent of the FinTech industry. Our Financial Regulatory Consulting Practice is always ready to help and guide our clients through all of the financial regulations, guaranteeing full compliance with the all requirements in this dynamic financial services environment.

Our Financial Services specialists have acquired valuable experience and a wealth of knowledge while working within the remits of Malta’s regulatory frameworks, and are able to provide high-class Financial Regulatory Consulting. They assist financial services operators in the structuring of corporate vehicles, in order to help them fully understand their obligations, tackle the preparation of financial projections and guide clients through the whole application process.

 



Contact Us
Key Contacts

Dr Maria Chetcuti Cauchi

Senior Partner

+356 22056412

Mr Nicholas Warren

Senior Manager, Financial Services

+356 22056415

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